SEC Form 4 · accession 0001209191-17-035643
COSTCO WHOLESALE CORP /NEW · COST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franz E Lazarus
Officer — Executive VP
Period of report
Oct 27, 2016
Accepted (ET)
May 25, 2017 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 27, 2016 | J | 12,143 | — | D | 14,070 | D | |
| Common StockF2 | May 24, 2017 | A | 1,074 | $173.01 | A | 15,144 | D | |
| Common StockF1 | Oct 27, 2016 | J | 12,143 | — | A | 28,134 | I | Lazarus Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Transfer from direct to indirect.
- F2Represents additional restricted stock units ("RSUs") resulting from the upward adjustment of outstanding unvested RSUs by a factor of 1.032, in connection with the special cash dividend to be paid by the issuer on May 26, 2017. The adjustment was required under applicable plan documents. The additional RSUs reported are subject to the same vesting schedules as the original unvested RSUs to which they relate.