SEC Form 4 · accession 0001209191-16-155773
COSTCO WHOLESALE CORP /NEW · COST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Brotman
Officer — Chairman of the Board · Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 19, 2016 · 10:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2016 | G | 8,000 | — | D | 60,252 | D | |
| Common StockF2 | Dec 15, 2016 | J | 21,000 | — | A | 81,252 | D | |
| Common StockF2,F3 | Dec 15, 2016 | J | 21,000 | — | D | 374,495 | I | 1984 Brotman Family Trust |
| Common Stock | holding | — | — | — | 81,252 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Personal gift.
- F2On the date reported, Mr. Brotman received a distribution of 21,000 shares from the 1984 Brotman Family Trust.
- F3Mr. Brotman disclaims beneficial ownership of shares owned by the trust. Mr. Brotman is not a trustee of this trust nor does he have investment control over the trust's assets. Mr. Brotman is one of a number of beneficiaries of the trust.