SEC Form 5 · accession 0001209191-16-143101
COSTCO WHOLESALE CORP /NEW · COST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Brotman
Officer — Chairman of the Board · Director
Period of report
Aug 28, 2016
Accepted (ET)
Sep 29, 2016 · 10:50 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909832
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 22, 2015 | G | 16,000 | — | D | 84,408 | D | |
| Common StockF1 | Dec 22, 2015 | G | 17,000 | — | D | 67,408 | D | |
| Common StockF1 | May 3, 2016 | G | 20 | — | D | 67,388 | D | |
| Common StockF1 | Jul 12, 2016 | G | 19,000 | — | D | 48,388 | D | |
| Common StockF2 | holding | — | — | — | 395,495 | I | 1984 Brotman Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Personal gift.
- F2Mr. Brotman disclaims beneficial ownership of shares owned by the trust. Mr. Brotman is not a trustee of this trust nor does he have investment control over the trust's assets. Mr. Brotman is one of a number of beneficiaries of the trust.