SEC Form 4/A · accession 0000909791-17-000057
ULTRATECH INC · UTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Tammy Denice Landon
Officer — SVP, Operations
Period of report
May 26, 2017
Accepted (ET)
Jun 1, 2017 · 3:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $27.75 | May 26, 2017 | D | 6,452 | D | Dec 31, 2011 | Jul 24, 2021 | Common Stock | 6,452 | 0 | D |
Explanation of responses
- F1The Form 4 originally filed by the Reporting Person on May 31, 2017 overstated the Price of Derivative Security by $0.44 for the disposition of the Non-Qualified Stock Option with Exercise Price of $27.75 and number of shares of 6,452. The Price of Derivative Security reported on this amended Form 4 (Column 8 of Table II) is the correct Price of Derivative Security disposed on 05/26/17.