SEC Form 4 · accession 0000909791-17-000056
ULTRATECH INC · UTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce R Wright
Officer — Sr. VP-Fin, CFO & Secretary
Period of report
May 27, 2017
Accepted (ET)
May 31, 2017 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909791
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $17.30 | May 27, 2017 | D | 18,000 | D | — | Oct 26, 2024 | Common Stock | 18,000 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $30.12 | May 27, 2017 | D | 24,453 | D | — | Jul 22, 2022 | Common Stock | 24,453 | 0 | D |
Explanation of responses
- F1In connection with the Merger, the stock option was cancelled and converted into the right to receive, for each share of Ultratech common stock that was subject to such cancelled option, the excess, if any, of (A) the Equity Award Merger Consideration, over (B) the exercise price per share subject to such cancelled Option.