SEC Form 4 · accession 0000909791-16-000108
ULTRATECH INC · UTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dave Ghosh
Officer — Senior Vice President, Global
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 11:42 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 30, 2016 | F | 892 | $22.92 | D | 37,806 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 2,400 shares of the Issuer's common stock that became issuable to the Reporting Person on November 30, 2016, pursuant to a restricted stock unit award granted October 27, 2014.