SEC Form 4 · accession 0000909791-16-000097
ULTRATECH INC · UTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dave Ghosh
Officer — Senior Vice President, Global
Period of report
Sep 2, 2016
Accepted (ET)
Sep 6, 2016 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 2, 2016 | S | 1,900 | $24.98 | D | 38,698 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes (i) 1,218 shares and (ii) 37,480 shares subject to outstanding and unvested restricted stock units that are payable, upon vesting, in Issuer common stock.