SEC Form 4 · accession 0000909791-16-000083
ULTRATECH INC · UTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dave Ghosh
Officer — Senior Vice President, Global
Period of report
Jul 26, 2016
Accepted (ET)
Jul 27, 2016 · 5:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 26, 2016 | S | 5,000 | $25.03 | D | 40,598 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price per share. The actual sale prices ranged from a low of $24.98 per share to a high of $25.10 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2Includes (i) 3,118 shares and (ii) 37,480 shares subject to outstanding and unvested restricted stock units that are payable, upon vesting, in Issuer common stock.