SEC Form 4 · accession 0000909791-15-000014
ULTRATECH INC · UTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce R Wright
Officer — Sr. VP-Fin, CFO & Secretary
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 1:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2015 | S | 20,000 | $20.595 | D | 144,572 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average sale price per share. The actual sale prices ranged from a low of $20.40 to a high of $20.70. The Reporting Person will provide upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
- F2Includes (i) 11,200 shares, (ii) 28,400 shares, and (iii) 19,000 shares, each subject to RSUs granted in 2012, 2013, and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2016, 2017, or 2018, respectively, for the 2 monthly installments that vest in the final year).