SEC Form 4 · accession 0000909791-15-000010
ULTRATECH INC · UTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur W Zafiropoulo
Officer — Chairman of the Board and CEO · Director
Period of report
Mar 31, 2015
Accepted (ET)
Apr 1, 2015 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909791
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2015 | F | 782 | $17.34 | D | 988,653 | D | |
| Common StockF2 | Mar 31, 2015 | F | 782 | $17.34 | D | 987,871 | D | |
| Common StockF3 | Mar 31, 2015 | F | 782 | $17.34 | D | 987,089 | D | |
| Common StockF4,F5 | Mar 31, 2015 | F | 782 | $17.34 | D | 986,307 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issuable to the Reporting Person on March 31, 2015, pursuant to a restricted stock unit award granted July 25, 2011.
- F2Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issuable to the Reporting Person on March 31, 2015, pursuant to a restricted stock unit award granted January 31, 2011.
- F3Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issuable to the Reporting Person on JMarch 31, 2015, pursuant to a restricted stock unit award granted April 26, 2011.
- F4Represents shares of the Issuer's common stock withheld in satisfaction of the applicable withholding taxes from the 1,500 shares of the Issuer's common stock that became issuable to the Reporting Person on March 31, 2015, pursuant to a restricted stock unit award granted October 24, 2011.
- F5Includes (i) 33,600 shares, (ii) 52,000 shares, and (iii) 38,000 shares, each subject to RSUs granted in 2012, 2013, and 2014, respectively. The RSUs vest in equal increments upon completion of each month of service over 50 months from the grant date. The underlying shares will be issued on January 31 following the year they vest (or in March 2016, 2017, or 2017, respectively, for the 2 monthly installments that vest in the final year).