SEC Form 4 · accession 0001140361-17-021658
TANDY LEATHER FACTORY INC · TLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Mannes
Director
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 9:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, PV $0.0024 | May 18, 2017 | S | 15,000 | $8.75 | D | 40,265 | D | |
| Common Stock, PV $0.0024 | May 19, 2017 | X | 3,000 | $5.30 | A | 40,265 | D | |
| Common Stock, PV $0.0024 | May 19, 2017 | X | 10,200 | $4.41 | A | 40,265 | D | |
| Common Stock, PV $0.0024 | May 19, 2017 | X | 3,000 | $4.80 | A | 40,265 | D | |
| Common Stock, PV $0.0024 | May 19, 2017 | X | 3,000 | $5.27 | A | 40,265 | D | |
| Common Stock, PV $0.0024 | May 19, 2017 | X | 3,000 | $6.87 | A | 40,265 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $5.30 | May 19, 2017 | X | 3,000 | A | Nov 28, 2010 | May 28, 2020 | COMMON STOCK, PV $0.0024 | 3,000 | 0 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $4.41 | May 19, 2017 | X | 10,200 | A | Apr 8, 2011 | Oct 8, 2020 | COMMON STOCK PV $0.0024 | 10,200 | 0 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $4.80 | May 19, 2017 | X | 3,000 | A | Sep 22, 2011 | Mar 22, 2021 | COMMON STOCK, PV $0.0024 | 3,000 | 0 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $5.27 | May 19, 2017 | X | 3,000 | A | Sep 22, 2012 | Mar 22, 2022 | COMMON STOCK, PV $0.0024 | 3,000 | 0 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) | $6.87 | May 19, 2017 | X | 3,000 | A | Sep 22, 2013 | Mar 22, 2023 | COMMON STOCK, PV $0.0024 | 3,000 | 0 | D |
Explanation of responses
- F1GRANTED PURSUANT TO THE 2007 DIRECTOR NON-QUALIFIED STOCK OPTION PLAN OF TANDY LEATHER FACTORY, INC., AS AMENDED, IN A TRANSACTION EXEMPT UNDER RULE 16B-3.