SEC Form 4 · accession 0001140361-16-058958
TANDY LEATHER FACTORY INC · TLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Bryan Wilkinson
Director
Period of report
Mar 22, 2016
Accepted (ET)
Mar 24, 2016 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PV $0.0024F2 | Mar 22, 2016 | A | 2,031 | $0.00 | A | 5,263 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $4.27 | holding | — | — | — | Feb 10, 2011 | Aug 10, 2020 | COMMON STOCK, PV $0.0024 | 3,000 | 3,000 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $4.80 | holding | — | — | — | Sep 22, 2011 | Mar 22, 2020 | COMMON STOCK, PV $0.0024 | 3,000 | 3,000 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $5.27 | holding | — | — | — | Sep 22, 2012 | Mar 22, 2022 | COMMON STOCK, PV $0.0024 | 3,000 | 3,000 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $6.87 | holding | — | — | — | Sep 22, 2013 | Mar 22, 2023 | COMMON STOCK, PV $0.0024 | 3,000 | 3,000 | D |
Explanation of responses
- F1GRANTED PURSUANT TO THE 2007 DIRECTOR NON-QUALIFIED STOCK OPTION PLAN OF TANDY LEATHER FACTORY, INC. IN A TRANSACTION EXEMPT UNDER RULE 16B-3.
- F2THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNDER THE TANDY LEATHER FACTORY INC 2013 RESTRICTED STOCK PLAN. THE AWARD VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS BEGINNING MARCH 22, 2017.