SEC Form 5 · accession 0001140361-15-007048
TANDY LEATHER FACTORY INC · TLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Mannes
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 1:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, PV $0.0024F2 | Sep 5, 2014 | X | 2,000 | $3.87 | A | 27,619 | D | |
| COMMON STOCK, PV $0.0024 | holding | — | — | — | 24,000 | D | ||
| COMMON STOCK, PV $0.024F3 | holding | — | — | — | 1,619 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F2 | $3.87 | Sep 5, 2014 | X | 2,000 | D | Mar 27, 2005 | Sep 27, 2014 | COMMON STOCK PV $0.0024 | 2,000 | 0 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F1 | $4.96 | holding | — | — | — | Mar 26, 2006 | Sep 26, 2015 | COMMON STOCK, PV $0.0024 | 2,000 | 2,000 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F2 | $5.30 | holding | — | — | — | Nov 28, 2010 | May 28, 2020 | COMMON STOCK PV $0.0024 | 3,000 | 3,000 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F2 | $4.41 | holding | — | — | — | Apr 8, 2011 | Oct 8, 2020 | COMMON STOCK PV $0.0024 | 10,200 | 10,200 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F2 | $4.80 | holding | — | — | — | Sep 22, 2011 | Mar 22, 2021 | COMMON STOCK, PV $0.0024 | 3,000 | 3,000 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F2 | $5.27 | holding | — | — | — | Sep 22, 2012 | Mar 22, 2022 | COMMON STOCK, PV $0.0024 | 3,000 | 3,000 | D |
| NON-QUALIFIED STOCK OPTION (RIGHT TO BUY)F2 | $6.87 | holding | — | — | — | Sep 22, 2013 | Mar 22, 2023 | COMMON STOCK PV $0.0024 | 3,000 | 3,000 | D |
Explanation of responses
- F1GRANTED PURSUANT TO THE 1995 DIRECTOR NON-QUALIFIED STOCK OPTION PLAN OF TANDY LEATHER FACTORY, INC. (fka THE LEAHTER FACTORY, INC.) IN A TRANSACTION EXEMPT UNDER RULE 16B-3.
- F2GRANTED PURSUANT TO THE 2007 DIRECTOR NON-QUALIFIED STOCK OPTION PLAN OF TANDY LEATHER FACTORY, INC. IN A TRANSACTION EXEMPT UNDER RULE 16B-3.
- F3THE SHARES WERE ACQUIRED PURSUANT TO A GRANT OF RESTRICTED STOCK UNDER THE TANDY LEATHER FACTORY INC 2013 RESTRICTED STOCK PLAN. THE AWARD VESTS IN FOUR EQUAL ANNUAL INSTALLMENTS BEGINNING FEBRUARY 12, 2015.