SEC Form 4/A · accession 0000921895-16-006332
TANDY LEATHER FACTORY INC · TLF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James C Pappas
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 14, 2016 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909724
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK, $0.0024 PAR VALUEF2,F1 | Dec 8, 2016 | P | 108,108 | $7.58 | A | 108,108 | I | By: JCP Investment Partnership, LP |
| COMMON STOCK, $0.0024 PAR VALUEF3,F1 | Dec 9, 2016 | P | 1,927 | $7.5829 | A | 110,035 | I | By: JCP Investment Partnership, LP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of Common Stock owned directly by JCP Investment Partnership, LP ("JCP Partnership"). Mr. Pappas, solely by virtue of his position as the managing member of JCP Investment Management, LLC, the investment manager of JCP Partnership, and the sole member of JCP Investment Holdings, LLC, the general partner of JCP Partnership's general partner, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership for purposes of Section 16. Mr. Pappas expressly disclaims beneficial ownership of such shares of Common Stock except to the extent of his pecuniary interest therein.
- F2The 108,108 shares of Common Stock purchased on December 8, 2016 were incorrectly reported as being directly owned by Mr. Pappas. Such shares were purchased by JCP Partnership.
- F3These shares of Common Stock purchased on December 9, 2016 were omitted from Mr. Pappas' original Form 4 filed on December 12, 2016.