SEC Form 4 · accession 0001437749-19-000683
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elliot Noss
Officer — Chief Executive Officer · Director
Period of report
Jan 10, 2019
Accepted (ET)
Jan 11, 2019 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jan 10, 2019 | S | 1,500 | $62.75 | D | 555,260 | D | |
| Common Stock | holding | — | — | — | 114,670 | I | Per EN RRSP | |
| Common Stock | holding | — | — | — | 1,639 | I | Per EN TFSA | |
| Common Stock | holding | — | — | — | 6,000 | I | Per EN US Retirement Savings Account | |
| Common Stock | holding | — | — | — | 56,127 | I | Per Rachel Grinberg | |
| Common Stock | holding | — | — | — | 6,206 | I | Held in trust for children Alex and Joe Noss |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were sold by the filers broker under Rule 10b5-1.
- F2These shares were sold on the TSX and the price reported in Column 4 is derived from a weighed average price of $83.05 CAD. The Bank of Canada rate for January 10, 2019 was 1.3234 giving a USD price of $62.75. These shares were sold in multiple transactions at prices ranging from CAD 82.72 to CAD 83.16. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.