SEC Form 4 · accession 0001437749-18-013277
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rawleigh Hazen Ralls IV
Director
Period of report
Jul 11, 2018
Accepted (ET)
Jul 13, 2018 · 8:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 11, 2018 | M | 3,750 | $8.92 | A | 3,750 | D | |
| Common StockF1 | Jul 11, 2018 | F | 561 | $59.70 | D | 3,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.92 | Jul 11, 2018 | M | 3,750 | D | Sep 11, 2013 | Sep 10, 2018 | Common Stock | 3,750 | 0 | D |
Explanation of responses
- F1Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.