SEC Form 4 · accession 0001437749-17-015236
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen Karp
Director
Period of report
Aug 23, 2017
Accepted (ET)
Aug 24, 2017 · 10:36 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 23, 2017 | M | 9,375 | $5.52 | A | 17,613 | I | Per Karpkorp #1 |
| Common StockF1 | Aug 23, 2017 | F | 2,235 | $53.10 | D | 15,378 | I | Per Karpkorp #1 |
| Common Stock | holding | — | — | — | 5,000 | I | Per Karpkorp #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $5.52 | Aug 23, 2017 | M | 9,375 | D | Sep 11, 2012 | Sep 10, 2017 | Common Stock | 9,375 | 0 | D |
Explanation of responses
- F1Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.