SEC Form 4 · accession 0001437749-17-012970
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody Stocks
Officer — VP Engineering
Period of report
Jul 24, 2017
Accepted (ET)
Jul 24, 2017 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 3,324 | D | ||
| Common Stock | holding | — | — | — | 5,155 | I | By spouse Dawn Stocks | |
| Common Stock | holding | — | — | — | 3,091 | I | By Jody Stocks RRSP and TFSA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $55.65 | Jul 24, 2017 | A | 10,000 | A | Jul 23, 2018 | Jul 23, 2024 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Stock options granted under the 2006 Equity Compensation Plan vest in four (4) equal installments of 25% each beginning on the first anniversary of the grant date.