SEC Form 4/A · accession 0001437749-17-006869
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Kenneth Derrick Schafer
Officer — EVP Retail
Period of report
Mar 29, 2017
Accepted (ET)
Apr 20, 2017 · 12:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 39,140 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Original filing did not take into account that the option exercise done by Mr. Schafer was a "net exercise" and as such resulted in a net of 5791 additional shares being beneficially owned by Mr. Schafer, not 10,312 as originally reported.