SEC Form 4/A · accession 0001437749-17-003848
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Carla Anne Goertz
Officer — EVP Human Resources
Period of report
Mar 1, 2017
Accepted (ET)
Mar 6, 2017 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | M | 30,937 | $7.288 | A | 30,937 | D | |
| Common StockF2,F3 | Mar 1, 2017 | F | 11,940 | $0.00 | D | 18,997 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This is an average exercise price. Actual exercise prices are available upon request.
- F2Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.
- F3This filing is to correct the earlier filing which did not take into account the net exercise used and erroneously reported the filer had received 30,937 shares in total.