SEC Form 4 · accession 0001437749-16-038212
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rawleigh Hazen Ralls IV
Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 2:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 29, 2016 | F | 553 | $27.16 | D | 284,447 | D | |
| Common Stock | holding | — | — | — | 40,000 | I | Kate Ralls, Spouse | |
| Common Stock | holding | — | — | — | 56,250 | I | Rawleigh Ralls IRA | |
| Common Stock | holding | — | — | — | 6,250 | I | Kate Ralls IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.