SEC Form 4 · accession 0001437749-16-038203
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rawleigh Hazen Ralls IV
Director
Period of report
Aug 29, 2016
Accepted (ET)
Aug 30, 2016 · 11:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 5,000 | $3.00 | A | 285,000 | D | |
| Common Stock | holding | — | — | — | 40,000 | I | Kate Ralls, Spouse | |
| Common Stock | holding | — | — | — | 56,250 | I | Rawleigh Ralls IRA | |
| Common Stock | holding | — | — | — | 6,250 | I | Kate Ralls IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.00 | Aug 29, 2016 | M | 5,000 | D | Sep 6, 2011 | Sep 5, 2016 | Common Stock | 5,000 | 0 | D |