SEC Form 4 · accession 0001437749-16-038157
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Nathan Schwartz
Director
Period of report
Aug 26, 2016
Accepted (ET)
Aug 29, 2016 · 10:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 26, 2016 | M | 9,375 | $3.00 | A | 43,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $3.00 | Aug 26, 2016 | M | 9,375 | D | Sep 6, 2011 | Sep 5, 2016 | Common Stock | 9,375 | 0 | D |