SEC Form 4 · accession 0001437749-16-034801
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla Anne Goertz
Officer — EVP Human Resources
Period of report
Jun 16, 2016
Accepted (ET)
Jul 5, 2016 · 8:29 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2016 | M | 32,000 | $2.80 | A | 32,000 | D | |
| Common StockF1 | Jun 16, 2016 | F | 11,292 | $24.08 | D | 20,708 | D | |
| Common Stock | holding | — | — | — | 1,275 | I | spousal rrsp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy common stock) | $2.80 | Jun 16, 2016 | M | 32,000 | D | May 16, 2014 | May 16, 2017 | Common Stock | 32,000 | 0 | D |
Explanation of responses
- F1Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.