SEC Form 4 · accession 0001437749-16-025861
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jody Stocks
Officer — VP Engineering
Period of report
Feb 12, 2016
Accepted (ET)
Feb 23, 2016 · 3:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2016 | M | 7,500 | $2.80 | A | 12,567 | D | |
| Common StockF2 | Feb 12, 2016 | F | 2,860 | $18.96 | D | 3,324 | D | |
| Common Stock | holding | — | — | — | 5,155 | I | by wife Dawn Stocks | |
| Common Stock | holding | — | — | — | 3,091 | I | by Jody Stocks RRSP and TFSA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy common stock) | $2.80 | Feb 12, 2016 | M | 7,500 | D | May 17, 2014 | May 17, 2017 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.
- F2This total excludes 3091 shares transferred to Jody Stocks Indirect Holding and 3250 transferred to wife's account as an indirect holding.