SEC Form 4 · accession 0001437749-15-022083
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carla Anne Goertz
Officer — EVP Human Resources
Period of report
Dec 10, 2015
Accepted (ET)
Dec 11, 2015 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 10, 2015 | M | 10,000 | $3.76 | A | 29,525 | D | |
| Common Stock | Dec 10, 2015 | F | 3,665 | $23.82 | D | 25,860 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy common stock)F2 | $3.76 | Dec 10, 2015 | M | 10,000 | D | Feb 6, 2010 | Feb 6, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Under the terms of the Issuer's stock incentive plan, these shares were withheld by the Issuer to cover the option exercise price and tax withholding obligations related to the net exercise of the above options.
- F2Stock options granted under the 1996 Equity Compensation Plan. The options vested in four annual installments of 25% each beginning on the first anniversary of the grant date.