SEC Form 4 · accession 0001437749-15-017072
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rawleigh Hazen Ralls IV
Director
Period of report
Sep 8, 2015
Accepted (ET)
Sep 10, 2015 · 8:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 280,000 | D | ||
| Common Stock | holding | — | — | — | 40,000 | I | Kate Ralls, Spouse | |
| Common Stock | holding | — | — | — | 56,250 | I | Rawleigh Ralls IRA | |
| Common Stock | holding | — | — | — | 6,250 | I | Kate Ralls IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy common stock) | $24.96 | Sep 8, 2015 | A | 3,750 | A | Sep 7, 2016 | Sep 7, 2020 | Common Stock | 3,750 | 3,750 | D |