SEC Form 4 · accession 0001209191-17-032855
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rawleigh Hazen Ralls IV
Director
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 6:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 12, 2017 | S | 19,700 | $58.735 | D | 115,997 | D | |
| Common Stock | May 12, 2017 | S | 300 | $59.30 | D | 115,697 | D | |
| Common StockF2 | May 15, 2017 | S | 9,531 | $58.266 | D | 20,469 | I | Rawleigh Ralls IRA |
| Common Stock | May 16, 2017 | S | 469 | $56.90 | D | 20,000 | I | Rawleigh Ralls IRA |
| Common Stock | holding | — | — | — | 20,000 | I | Kate Ralls, spouse | |
| Common Stock | holding | — | — | — | 5,000 | I | Kate Ralls IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.25 to $59.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.00 to $58.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.