SEC Form 4 · accession 0001209191-17-023210
TUCOWS INC /PA/ · TCX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rawleigh Hazen Ralls IV
Director
Period of report
Mar 24, 2017
Accepted (ET)
Mar 28, 2017 · 7:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909494
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2017 | S | 7,433 | $49.129 | D | 143,264 | D | |
| Common StockF2 | Mar 27, 2017 | S | 2,567 | $49.241 | D | 140,697 | D | |
| Common StockF3 | Mar 28, 2017 | S | 5,000 | $49.503 | D | 135,697 | D | |
| Common StockF1 | Mar 24, 2017 | S | 7,440 | $49.13 | D | 37,560 | I | Rawleigh Ralls IRA |
| Common StockF2 | Mar 27, 2017 | S | 2,560 | $49.251 | D | 35,000 | I | Rawleigh Ralls IRA |
| Common StockF3 | Mar 28, 2017 | S | 5,000 | $49.503 | D | 30,000 | I | Rawleigh Ralls IRA |
| Common StockF1 | Mar 24, 2017 | S | 8,764 | $49.156 | D | 31,236 | I | Kate Ralls, spouse |
| Common StockF2 | Mar 27, 2017 | S | 6,236 | $49.248 | D | 25,000 | I | Kate Ralls, spouse |
| Common StockF3 | Mar 28, 2017 | S | 5,000 | $49.503 | D | 20,000 | I | Kate Ralls, spouse |
| Common StockF1 | Mar 24, 2017 | S | 1,250 | $49.114 | D | 5,000 | I | Kate Ralls IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.00 to $49.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.10 to $49.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.10 to $50.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.