SEC Form 4 · accession 0001209191-19-005344
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William R A Bergum
Officer — VP-Gen. Counsel and Secretary
Period of report
Jun 4, 2018
Accepted (ET)
Jan 25, 2019 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 25, 2019 | A | 371 | $49.21 | A | 13,326 | I | ESSOP |
| Common Stock | Jun 4, 2018 | G | 119 | $0.00 | D | 11,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $18.075 | holding | — | — | — | May 4, 2013 | May 4, 2022 | BMI Common Stock | 1,500 | 1,500 | D |
| Stock Options | $25.645 | holding | — | — | — | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 2,362 | 2,362 | D |
| Stock Options | $27.18 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 2,416 | 2,416 | D |
| Stock Options | $28.33 | holding | — | — | — | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 2,416 | 2,416 | D |
| Stock Options | $33.975 | holding | — | — | — | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 2,064 | 2,064 | D |
| Stock Options | $36.45 | holding | — | — | — | Mar 3, 2018 | Mar 3, 2027 | BMI Common Stock | 1,981 | 1,981 | D |
| Stock Options | $48.20 | holding | — | — | — | Mar 2, 2019 | Mar 2, 2028 | BMI Common Stock | 1,621 | 1,621 | D |
Explanation of responses
- F1Represents shares of Badger Meter stock accumulated during 2018 and early 2019 in the participant's 401k component of the ESSOP, including contributions and 401K match.
- F2Year end stock price for Badger Meter Common Stock used to calculate the Company's match.