SEC Form 4 · accession 0001209191-19-005322
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly L P Smiley
Officer — VP-Controller
Period of report
Jan 25, 2019
Accepted (ET)
Jan 25, 2019 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 25, 2019 | A | 66 | $49.21 | A | 12,949 | I | ESSOP |
| Common Stock | holding | — | — | — | 48,516 | D | ||
| Common Stock | holding | — | — | — | 1,000 | I | Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $27.18 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 483 | 483 | D |
| Stock Options | $28.33 | holding | — | — | — | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 966 | 966 | D |
| Stock Options | $33.975 | holding | — | — | — | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 1,238 | 1,238 | D |
| Stock Options | $36.45 | holding | — | — | — | Mar 3, 2018 | Mar 3, 2027 | BMI Common Stock | 1,585 | 1,585 | D |
| Stock Options | $48.20 | holding | — | — | — | Jan 1, 2019 | Jan 1, 2028 | BMI Common Stock | 1,540 | 1,540 | D |
Explanation of responses
- F1Represents shares of Badger Meter stock accumulated during 2018 and early 2019 in the participant's 401k component of the ESSOP, including contributions and 401K match.
- F2Year end stock price for Badger Meter Common Stock used to calculate the Company's match.