SEC Form 4 · accession 0001209191-17-020442
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly L P Smiley
Officer — VP-Controller
Period of report
Mar 13, 2017
Accepted (ET)
Mar 14, 2017 · 2:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | M | 480 | $18.295 | A | 102,741 | D | |
| Common Stock | Mar 13, 2017 | M | 640 | $18.075 | A | 103,381 | D | |
| Common Stock | Mar 13, 2017 | M | 473 | $25.645 | A | 103,854 | D | |
| Common Stock | Mar 13, 2017 | M | 483 | $27.18 | A | 104,337 | D | |
| Common Stock | Mar 13, 2017 | M | 484 | $28.33 | A | 104,821 | D | |
| Common StockF1 | Mar 13, 2017 | S | 3,884 | $35.05 | D | 100,937 | D | |
| Common Stock | holding | — | — | — | 12,832 | I | ESSOP | |
| Common Stock | holding | — | — | — | 1,260 | I | Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $18.295 | Mar 13, 2017 | M | 480 | D | May 6, 2012 | May 6, 2021 | BMI Common Stock | 480 | 0 | D |
| Stock OptionsF2 | $18.075 | Mar 13, 2017 | M | 640 | D | May 4, 2013 | May 4, 2022 | BMI Common Stock | 640 | 640 | D |
| Stock OptionsF2 | $25.645 | Mar 13, 2017 | M | 473 | D | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 473 | 473 | D |
| Stock OptionsF2 | $27.18 | Mar 13, 2017 | M | 483 | D | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 483 | 967 | D |
| Stock OptionsF2 | $28.33 | Mar 13, 2017 | M | 484 | D | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 484 | 1,450 | D |
| Stock Options | $33.975 | holding | — | — | — | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 2,064 | 2,064 | D |
| Stock Options | $36.45 | holding | — | — | — | Mar 3, 2018 | Mar 3, 2027 | BMI Common Stock | 1,981 | 1,981 | D |
Explanation of responses
- F1This total now includes all restricted stock that was previously listed as a separate line item.
- F2Stock Options are granted on a one-for-one basis.