SEC Form 4 · accession 0001209191-17-018273
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Johnson
Officer — Sr. VP-Finance, Treas & CFO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 6, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 3, 2017 | A | 2,062 | — | A | 11,460 | I | Restricted Stock |
| Common Stock | holding | — | — | — | 4,967 | I | ESSOP | |
| Common Stock | holding | — | — | — | 159,984 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $36.45 | Mar 3, 2017 | A | 5,215 | A | Mar 3, 2018 | Mar 3, 2027 | BMI Common Stock | 5,215 | 5,215 | D |
| Stock Options | $18.295 | holding | — | — | — | May 6, 2012 | May 6, 2021 | BMI Common Stock | 2,000 | 2,000 | D |
| Stock Options | $18.075 | holding | — | — | — | May 4, 2013 | May 4, 2022 | BMI Common Stock | 6,000 | 6,000 | D |
| Stock Options | $25.645 | holding | — | — | — | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 3,780 | 3,780 | D |
| Stock Options | $27.18 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 5,262 | 5,262 | D |
| Stock Options | $28.33 | holding | — | — | — | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 6,498 | 6,498 | D |
| Stock Options | $33.975 | holding | — | — | — | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 5,552 | 5,552 | D |
Explanation of responses
- F1The value of the award will be determined at the closing price on March 3, 2020, the date of vesting.
- F2Stock Options are granted on a one-for-one basis.