SEC Form 4 · accession 0001209191-17-006333
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly L P Smiley
Officer — VP-Controller
Period of report
Jan 30, 2017
Accepted (ET)
Jan 31, 2017 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Jan 30, 2017 | A | 123 | $36.95 | A | 12,832 | I | ESSOP |
| Common StockF4 | holding | — | — | — | 3,478 | I | Restricted Stock | |
| Common StockF4 | holding | — | — | — | 98,000 | D | ||
| Common StockF4 | holding | — | — | — | 1,260 | I | Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF5 | $18.295 | holding | — | — | — | May 6, 2012 | May 6, 2021 | BMI Common Stock | 480 | 480 | D |
| Stock OptionsF5 | $18.075 | holding | — | — | — | May 4, 2013 | May 4, 2022 | BMI Common Stock | 1,280 | 1,280 | D |
| Stock OptionsF5 | $25.645 | holding | — | — | — | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 946 | 946 | D |
| Stock OptionsF5 | $27.18 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 1,450 | 1,450 | D |
| Stock OptionsF5 | $28.33 | holding | — | — | — | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 1,934 | 1,934 | D |
| Stock OptionsF5 | $33.975 | holding | — | — | — | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 2,064 | 2,064 | D |
Explanation of responses
- F1Represents shares of Badger Meter stock accumulated during 2016 and early 2017 in the participant's ESSOP accounts, including defined contributions and the Company's year-end 401K match.
- F2Year end stock price for Badger Meter Common Stock used to calculate the Company's match.
- F3The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 2-for-1 stock split effectuated by the issuer on September 15, 2016.
- F4The amount shown reflects the number of shares held, adjusted for a 2-for-1 stock split effectuated by the issuer on September 15, 2016.
- F5The stock option grant price and number of stock options has been adjusted to reflect a 2-for-1 stock split effectuated by the issuer on September 15, 2016.