SEC Form 5 · accession 0001209191-17-000008
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald H Dix
Director · Other
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 9:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 20, 2016 | G | 2,400 | $0.00 | D | 171,900 | D | |
| Common Stock | holding | — | — | — | 45,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1 | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | BMI Common Stock | 10,336 | 10,336 | D |
Explanation of responses
- F1Includes 128.1766 shares acquired as a result of dividend reinvestments exempt for Section 16(a) reporting purposes and Section 16(b) liability purposes under Rule 16a 11.