SEC Form 4 · accession 0001209191-16-147015
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Policano
Director
Period of report
Oct 26, 2016
Accepted (ET)
Oct 26, 2016 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2016 | G | 3,125 | $0.00 | D | 40,034 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | BMI Common Stock | 1,068 | 1,068 | D |
Explanation of responses
- F1The amount shown reflects the number of shares held following the reported transaction, as adjusted for a 2-for-1 stock split effectuated by the issuer on September 15, 2016.
- F2The amount shown reflects the number of phantom stock units held, adjusted for a 2-for-1 stock split effectuated by the issuer on September 15, 2016.