SEC Form 4 · accession 0001209191-16-140697
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald H Dix
Director · Other
Period of report
Sep 7, 2016
Accepted (ET)
Sep 9, 2016 · 10:01 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 7, 2016 | S | 600 | $66.5384 | D | 25,700 | D | |
| Common Stock | Sep 8, 2016 | S | 1,000 | $65.875 | D | 24,700 | D | |
| Common Stock | holding | — | — | — | 87,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | BMI Common Stock | 5,104 | 5,104 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $66.5301 to $66.54. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.