SEC Form 4 · accession 0001209191-16-114122
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald H Dix
Director · Other
Period of report
Apr 11, 2016
Accepted (ET)
Apr 13, 2016 · 4:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 11, 2016 | M | 600 | $31.41 | A | 26,300 | D | |
| Common Stock | holding | — | — | — | 87,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $31.41 | Apr 11, 2016 | M | 600 | D | May 5, 2007 | May 5, 2016 | BMI Common Stock | 600 | 0 | D |
| Phantom Stock UnitsF2 | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | BMI Common Stock | 4,351 | 4,351 | D |
| Stock Options | $24.94 | holding | — | — | — | May 4, 2008 | May 4, 2017 | BMI Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1Stock Options are granted on a one-for-one basis.
- F2Includes phantom stock units acquired through routine dividend equivalent payments on previously granted phantom stock units, which acquisitions are exempt under Rule 16a-11."