SEC Form 4 · accession 0001209191-16-106841
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beverly L P Smiley
Officer — VP-Controller
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | A | 421 | — | A | 1,739 | I | Restricted Stock |
| Common Stock | holding | — | — | — | 6,355 | I | ESSOP | |
| Common Stock | holding | — | — | — | 54,750 | D | ||
| Common Stock | holding | — | — | — | 630 | I | Family |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $67.95 | Mar 4, 2016 | A | 1,032 | A | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 1,032 | 1,032 | D |
| Stock Options | $38.41 | holding | — | — | — | May 7, 2011 | May 7, 2020 | BMI Common Stock | 240 | 240 | D |
| Stock Options | $36.59 | holding | — | — | — | May 6, 2012 | May 6, 2021 | BMI Common Stock | 480 | 480 | D |
| Stock Options | $36.15 | holding | — | — | — | May 4, 2013 | May 4, 2022 | BMI Common Stock | 960 | 960 | D |
| Stock Options | $51.29 | holding | — | — | — | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 709 | 709 | D |
| Stock Options | $54.36 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 966 | 966 | D |
| Stock Options | $56.66 | holding | — | — | — | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 1,208 | 1,208 | D |
Explanation of responses
- F1The value of the award will be determined at the closing price on March 4, 2019, the date of vesting.
- F2Stock Options are granted on a one-for-one basis.