SEC Form 4 · accession 0001209191-16-106838
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Johnson
Officer — Sr. VP-Finance, Treas & CFO
Period of report
Mar 4, 2016
Accepted (ET)
Mar 8, 2016 · 10:11 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2016 | A | 1,133 | — | A | 4,699 | I | Restricted Stock |
| Common Stock | holding | — | — | — | 2,413 | I | ESSOP | |
| Common Stock | holding | — | — | — | 92,692 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $67.95 | Mar 4, 2016 | A | 2,776 | A | Mar 4, 2017 | Mar 4, 2026 | BMI Common Stock | 2,776 | 2,776 | D |
| Stock Options | $36.59 | holding | — | — | — | May 6, 2012 | May 6, 2021 | BMI Common Stock | 1,000 | 1,000 | D |
| Stock Options | $36.15 | holding | — | — | — | May 4, 2013 | May 4, 2022 | BMI Common Stock | 3,000 | 3,000 | D |
| Stock Options | $51.29 | holding | — | — | — | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 1,890 | 1,890 | D |
| Stock Options | $54.36 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 2,631 | 2,631 | D |
| Stock Options | $56.66 | holding | — | — | — | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 3,249 | 3,249 | D |
Explanation of responses
- F1The value of the award will be determined at the closing price on March 4, 2019, the date of vesting.
- F2Stock Options are granted on a one-for-one basis.