SEC Form 4 · accession 0001209191-16-094621
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard E Johnson
Officer — Sr. VP-Finance, Treas & CFO
Period of report
Jan 29, 2016
Accepted (ET)
Feb 2, 2016 · 11:56 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 29, 2016 | A | 77 | $58.59 | A | 2,413 | I | ESSOP |
| Common Stock | holding | — | — | — | 90,692 | D | ||
| Common Stock | holding | — | — | — | 5,566 | I | Restricted Stock |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $36.59 | holding | — | — | — | May 6, 2012 | May 6, 2021 | BMI Common Stock | 1,000 | 1,000 | D |
| Stock Options | $36.15 | holding | — | — | — | May 4, 2013 | May 4, 2022 | BMI Common Stock | 3,000 | 3,000 | D |
| Stock Options | $51.29 | holding | — | — | — | Mar 1, 2014 | Mar 1, 2023 | BMI Common Stock | 1,890 | 1,890 | D |
| Stock Options | $54.36 | holding | — | — | — | Mar 7, 2015 | Mar 7, 2024 | BMI Common Stock | 2,631 | 2,631 | D |
| Stock Options | $56.66 | holding | — | — | — | Mar 6, 2016 | Mar 6, 2025 | BMI Common Stock | 3,249 | 3,249 | D |
Explanation of responses
- F1Represents shares of Badger Meter stock accumulated during 2015 and early 2016 in the participant's ESSOP accounts, including defined contributions and the Company's year-end 401K match.
- F2Year end stock price for Badger Meter Common Stock used to calculate the Company's match.