SEC Form 4 · accession 0001209191-15-044260
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald H Dix
Director · Other
Period of report
May 18, 2015
Accepted (ET)
May 19, 2015 · 1:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2015 | G | 1,000 | $0.00 | D | 87,500 | D | |
| Common StockF1 | May 18, 2015 | S | 1,000 | $64.0982 | D | 30,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock Units | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | BMI Common Stock | 4,297 | 4,297 | D |
| Stock Options | $31.41 | holding | — | — | — | May 5, 2007 | May 5, 2016 | BMI Common Stock | 600 | 600 | D |
| Stock Options | $24.94 | holding | — | — | — | May 4, 2008 | May 4, 2017 | BMI Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $64.08 to $64.11. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.