SEC Form 4 · accession 0001209191-15-036923
BADGER METER INC · BMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald H Dix
Director · Other
Period of report
Apr 27, 2015
Accepted (ET)
Apr 29, 2015 · 12:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000009092
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 88,500 | D | ||
| Common Stock | holding | — | — | — | 31,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | $0.00 | Apr 27, 2015 | A | 779 | A | Aug 8, 1988 | Aug 8, 1988 | BMI Common Stock | 779 | 4,297 | D |
| Stock Options | $31.41 | holding | — | — | — | May 5, 2007 | May 5, 2016 | BMI Common Stock | 600 | 600 | D |
| Stock Options | $24.94 | holding | — | — | — | May 4, 2008 | May 4, 2017 | BMI Common Stock | 2,000 | 2,000 | D |
Explanation of responses
- F1The phantom stock units were accrued in Mr. Dix's Badger Meter, Inc. Director Deferred Compensation Plan account as payment for the annual director's stock grant made on April 27, 2015 for the value of $50,000 rounded down to the nearest whole share. The units were calculated at the closing price of the company stock on 4/27/2015.
- F2Closing price of Badger Meter, Inc. Common Stock at 4/27/2015, the date of grant.