SEC Form 4 · accession 0000909108-19-000026
DIAMOND HILL INVESTMENT GROUP INC · DHIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Edward Line
Officer — Chief Financial Officer
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 20, 2019 | A | 8,000 | $0.00 | A | 15,922 | D | |
| Common | holding | — | — | — | 759 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Unit | $0.00 | holding | — | — | — | Apr 1, 2019 | Apr 1, 2019 | Common | 3,000 | 3,000 | D |
Explanation of responses
- F1Represents five-year restricted stock award. Shares will cliff-vest on January 1, 2024, subject to continued employment.