SEC Form 4 · accession 0000909108-17-000127
DIAMOND HILL INVESTMENT GROUP INC · DHIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M Bingaman
Officer — Chief Executive Officer
Period of report
Jun 26, 2017
Accepted (ET)
Dec 28, 2017 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jun 26, 2017 | G | 140 | $0.00 | D | 26,375 | D | |
| Common | Dec 20, 2017 | G | 130 | $0.00 | D | 26,245 | D | |
| CommonF1 | Dec 26, 2017 | M | 6,500 | $206.10 | A | 32,745 | D | |
| CommonF2 | Dec 26, 2017 | F | 3,215 | $206.10 | D | 29,530 | D | |
| Common | holding | — | — | — | 3,148 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitF1 | — | Dec 26, 2017 | C | 6,500 | D | Dec 26, 2017 | Dec 26, 2017 | Common | 6,500 | 0 | D |
Explanation of responses
- F1Reflects the vesting of 6,500 performance restricted stock units.
- F2Represents shares withheld to pay taxes associated with the vesting of performance restricted stock units.