SEC Form 4 · accession 0000909108-16-000221
DIAMOND HILL INVESTMENT GROUP INC · DHIL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roderick H Dillon Jr.
Director
Period of report
Dec 14, 2016
Accepted (ET)
Dec 16, 2016 · 3:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000909108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Dec 14, 2016 | G | 6,000 | $0.00 | D | 115,675 | D | |
| CommonF1 | Dec 14, 2016 | G | 6,000 | $0.00 | A | 6,000 | I | By Trust |
| Common | holding | — | — | — | 3,423 | I | By 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This trust is a charitable remainder trust of which the reporting person is trustee and certain immediate family members are beneficiaries. The reporting person continues to report indirect ownership of all shares held in the trust, but disclaims beneficial ownership except to the extent of his family's pecuniary interest therein.