SEC Form 4 · accession 0001225208-19-004874
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Cook
Officer — EVP, Sales and Automotive
Period of report
Mar 5, 2019
Accepted (ET)
Mar 7, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2019 | A | 165,837 | $0.00 | A | 1,581,415 | D | |
| Common Stock | holding | — | — | — | 11,055 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $6.03 | Mar 5, 2019 | A | 769,999 | A | Mar 5, 2020 | Mar 5, 2029 | Common Stock | 769,999 | 769,999 | D |
Explanation of responses
- F1One-third of restricted stock units will vest on each of 3/5/20, 3/5/21 and 2/1/22.
- F2One-third of options will vest on each of 3/5/20, 3/5/21 and 2/1/22.