SEC Form 4 · accession 0001225208-19-001796
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Arthur Cady
Officer — EVP, Product and Operations
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2019 | A | 83,625 | $0.00 | A | 477,593 | D | |
| Common StockF2 | Feb 1, 2019 | F | 9,873 | $5.83 | D | 467,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $5.98 | Feb 1, 2019 | A | 410,370 | A | Feb 1, 2020 | Feb 1, 2029 | Common Stock | 410,370 | 410,370 | D |
Explanation of responses
- F1Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.
- F2Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.
- F3Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.