SEC Form 4 · accession 0001225208-18-010330
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joan Lordi Amble
Director
Period of report
Jun 5, 2018
Accepted (ET)
Jun 7, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 5, 2018 | A | 9,207 | $0.00 | A | 35,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $7.06 | Jun 5, 2018 | A | 24,700 | A | Jun 5, 2019 | Jun 5, 2028 | Common Stock | 24,700 | 24,700 | D |
Explanation of responses
- F1One-third of restricted stock units will vest on each of 6/5/19, 6/5/20 and 6/5/21.
- F2Approximately one-third of options will vest on each of 6/5/19; 6/5/20 and 6/5/21.