SEC Form 4 · accession 0001225208-18-010173
SIRIUS XM HOLDINGS INC. · (SIRI)
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Meyer
Officer — Chief Executive Officer · Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 5, 2018 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000908937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2018 | M | 3,000,000 | $3.30 | A | 5,807,422 | D | |
| Common Stock | Jun 1, 2018 | M | 830,500 | $0.6235 | A | 6,637,922 | D | |
| Common StockF1 | Jun 1, 2018 | S | 1,209,090 | $7.0943 | D | 5,428,832 | D | |
| Common StockF2 | Jun 1, 2018 | F | 2,621,410 | $7.13 | D | 2,807,422 | D | |
| Common Stock | holding | — | — | — | 5,495 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $0.6235 | Jun 1, 2018 | M | 830,500 | D | Aug 31, 2010 | Aug 31, 2019 | Common Stock | 830,500 | 0 | D |
| Stock Option (Right to Buy) | $3.30 | Jun 1, 2018 | M | 3,000,000 | D | Oct 30, 2015 | May 2, 2023 | Common Stock | 3,000,000 | 7,128,894 | D |
Explanation of responses
- F1Represents the weighted average sales price for the price increments ranging from $7.05 to $7.13. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- F2Represents the exercise price of the stock options referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.